The Fundamental Theorem of Algebra: Free Response
5 questions in parts, 68 points in total. Work each one out on paper, taking a hint if you get stuck. When you have an answer, reveal the answer to check it, and the full solution only if you still want it. The rubric is there so you can mark your own work.
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1. Two honest counts . Foundational, 12 points. Question 1 of 5.
Handed a polynomial already in factored form, you can answer a counting question without multiplying anything out. The catch is that there is more than one counting question hiding behind the word "roots", and the same factorization answers them differently. Keeping the two apart is what the rest of this chapter rests on.
- Part A.
Let . State the degree of , the number of roots it has counted with multiplicity, and the number of distinct roots it has. Name each distinct root with its multiplicity.
Solve and show your work Write each step out, and end with the value and its units. 3 points
- Part B.
Now let . Write the complete factorization of over the complex numbers, and then report the same three counts for it.
Write the expression An equation or an expression is enough here. Show how you built it. 4 points
- Part C.
The sentence "a polynomial of degree has roots" is false as written, and it takes two separate repairs to make it true. Name both repairs, and use one of the two polynomials above as the witness for each: say which polynomial shows that repair is needed, and how it shows it. Then say what the theorem does and does not claim about the constant polynomial .
Explain why it works A sentence or two. Reasons, not steps. 5 points
Hints
One at a time, each one a step further than the last. Take only as many as you need.
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Hint 1 of 3
Every linear factor in a complete factorization carries exactly one root, and a factor is allowed to appear more than once. Decide first which of two questions each count is asking: how many factors, or how many different numbers.
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Hint 2 of 3 · Part B
A factorization is finished only when nothing left inside it can be broken down further. Ask which values make the quadratic factor vanish, and do not expect them to be real.
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Hint 3 of 3 · Part C
One repair concerns a root being written down more than once; the other concerns where you are allowed to look for a root. A polynomial that needs one of them need not need the other.
That is every hint for this question.
Answer and solution
Check your answer first. If it is wrong, go back to your paper: the worked solution will still be here.
The answer
Part A
Degree , with roots counted with multiplicity and distinct roots: with multiplicity , and with multiplicity .
Part B
, of degree , with roots counted with multiplicity and distinct roots.
Part C
The repairs are "counted with multiplicity" and "over the complex numbers". The part A polynomial has degree with only distinct roots; the part B polynomial has degree but only its roots and are real. The constant fails the degree hypothesis, so the existence half claims nothing about it, and it has no root.
Not what you got? Look for the slip on your own paper before you open the solution. Finding it yourself is worth more than reading it.
Worked solution
Part A
Read the degree off the factored form. Degrees add when polynomials are multiplied, and an exponent multiplies the degree of whatever it sits on, so the constant contributes nothing, contributes , and contributes .
Written out with nothing collected, . That is five linear factors, and each one carries exactly one root, so counted with multiplicity there are five roots:
Only two different numbers appear on that list, so has two distinct roots.
Watch the sign while reading a root off a factor. A factor vanishes at , and is , so it carries the root and not .
The root has multiplicity and the root has multiplicity , and the check that always applies is that the multiplicities of the distinct roots add up to the degree: .
Part B
A factorization is complete only when every factor is linear, so the quadratic has to be split. Solve , which is . Now , and as well, so the two values are and :
Substituting that in gives the complete factorization.
Count the linear factors: . So the degree is and there are seven roots counted with multiplicity, namely three times, twice, and then and once each. That list names four different numbers, so has four distinct roots.
The multiplicities , , , add to , matching the degree, which is the arithmetic check worth running every time.
One feature of the answer is worth noticing before you leave it: of those seven roots, only the ones at and are real numbers.
Part C
Take the two repairs one at a time.
The first is counted with multiplicity, and the polynomial from part A is its witness. The degree of is , but if you ask how many different numbers are roots of it the answer is . Nothing has gone wrong: the five linear factors are all present, but three of them name the same number and the other two name another. So a sentence promising roots is false the moment "roots" is read as "different numbers", and it becomes true again once the count is taken over the factors, repeating each root as often as its factor appears.
The second repair is over the complex numbers, and the polynomial from part B is its witness. Its degree is , but if a root is required to be a real number then has only and , since and live nowhere on the real line. Even counting those real ones with multiplicity leaves five against a degree of . The two missing roots did not fail to exist; they failed to be real.
The repairs are independent, which is exactly why both are needed. Every root of is real, so needs only the first repair. The roots of are two different numbers, so a claim about it needs only the second. A single sentence has to survive both situations at once, and the repaired form is the statement that the multiplicities of the distinct roots, taken over the complex numbers, add up to the degree.
The constant is a different matter, and it is worth being precise about what fails. The Fundamental Theorem of Algebra opens with "every polynomial of degree at least ", and has degree , so the theorem's promise of a root is simply not addressed to it. That hypothesis is load bearing rather than decorative: is never true, so has no root at all, and a version of the theorem that dropped "degree at least " would be false on its first line. Notice that the counting sentence itself survives here in a hollow way, since degree predicts roots and a nonzero constant indeed has none. It is the existence claim, not the counting claim, that the hypothesis is protecting.
In one line
For the degree is , there are roots counted with multiplicity, and there are distinct roots, with multiplicity and with multiplicity . For the complete factorization is , of degree , with roots counted with multiplicity and distinct roots. The two repairs the careless sentence needs are "counted with multiplicity", which forces because its degree is while only different numbers are roots, and "over the complex numbers", which forces because its degree is while only and are real. The constant has degree , so the existence half of the theorem says nothing about it, and it has no root at all.
Rubric
Mark your own paper against this. Give yourself the points for each element you actually wrote down, not the ones you meant to.
Part A 3 points
Gets the degree from the factored form by adding the exponents of the linear factors, without expanding. . Worth 1 point.
Reports the two counts as separate numbers and attaches a multiplicity to each distinct root, with the sign of each root matching its factor. . Worth 2 points.
Part B 4 points
Splits the quadratic factor into two linear factors over the complex numbers instead of leaving the factorization part-finished. . Worth 2 points.
Reports all three counts for the new polynomial and shows they are consistent with one another. . Worth 2 points.
Part C 5 points
Names both repairs and pairs each with a polynomial that fails without it, saying how that polynomial fails, rather than just quoting the corrected sentence. . Worth 3 points. needs an explanation, not just an answer
Treats the degree condition as a hypothesis, saying what the theorem withholds about a constant and why that condition cannot be dropped. . Worth 2 points.
Try a similar problem (Optional)
Same idea, different numbers. Work it on paper, then check yourself the same way.
Let . Give the complete factorization of over the complex numbers, its degree, the number of roots counted with multiplicity, and the number of distinct roots.
The answer
, of degree , with roots counted with multiplicity and distinct roots: with multiplicity , and and each simple.
Split the quadratic first. Solving gives , and , so the two values are and .
Substituting that in leaves every factor linear.
There are linear factors, so the degree is and there are five roots counted with multiplicity: three times, then and once each. Three different numbers appear, so there are three distinct roots, and the multiplicities match the degree.
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2. How many times does the factor go in? . Application, 14 points. Question 2 of 5.
One successful division proves that a factor is there. It does not say how many copies of that factor are there, and the gap between those two facts is the whole content of the word multiplicity. Work throughout with
for which is known to be a root.
- Part A.
Confirm that really is a root of , then find its multiplicity. Divide as many times as the question needs, report the quotient each division leaves, and state what makes you stop.
Solve and show your work Write each step out, and end with the value and its units. 5 points
- Part B.
Finish the job. Give the complete factorization of over the complex numbers, list every root with its multiplicity, and check that list against the degree.
Carry your own answer forward Continue from the quotient your last clean division left, whatever it came out to be. The marks here are for finishing a factorization and checking the count, not for repeating part A.
Write the expression An equation or an expression is enough here. Show how you built it. 4 points
- Part C.
A classmate reports this work. "I divided by and the remainder was . To see whether the factor goes in again, I divided by a second time. The remainder was again, so the factor goes in at least twice." Explain why that second division cannot establish anything the first one did not, whatever the multiplicity happens to be, and describe what a genuine second test would have to be performed on.
Find and correct the error Say which line first goes wrong, why it is wrong, and then do it correctly. 5 points
Hints
One at a time, each one a step further than the last. Take only as many as you need.
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Hint 1 of 4
A multiplicity counts how many times a factor can be removed, and each removal changes the polynomial you are working on. Decide what you are dividing at every stage before you divide anything.
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Hint 2 of 4 · Part A
The rule for stopping is not the number of divisions you feel like doing. It is a value that fails to be zero, and the definition of multiplicity says which value that has to be.
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Hint 3 of 4 · Part B
Whatever survives the last clean division is small enough to finish with a formula you already have. Keep every root it produces, real or not.
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Hint 4 of 4 · Part C
Division by a fixed divisor has one outcome. Ask what would have to change between the first attempt and the second for the two to be different computations at all.
That is every hint for this question.
Answer and solution
Check your answer first. If it is wrong, go back to your paper: the worked solution will still be here.
The answer
Part A
, and the multiplicity of is . The two clean divisions leave and then , which takes the value at , so the divisions stop there.
Part B
, with roots of multiplicity and , simple, so , the degree.
Part C
Dividing the same polynomial by the same divisor is the same computation, so it returns the same zero remainder no matter what the multiplicity is and can never come out otherwise. A genuine second test divides the quotient the first division produced, and asks whether that quotient vanishes at the root.
Not what you got? Look for the slip on your own paper before you open the solution. Finding it yourself is worth more than reading it.
Worked solution
Part A
Confirm the given root first, because every later step inherits the mistake if it is wrong. Mind the odd powers of a negative number.
So is a root, and the factor theorem promises that divides . That, on its own, says the multiplicity is at least and nothing more.
Divide. Synthetic division of the coefficients by brings down , then gives , then , then , then . The remainder is and the quotient is
The question now is whether goes into that quotient, so test the quotient at , not the original polynomial. Synthetic division of by gives , then , then . Remainder again, with quotient
Test once more. This is the step that decides the answer, so it has to be done rather than assumed.
That is not zero, so does not divide a third time and the count is settled: the multiplicity of is exactly . In the shape the definition asks for, with the leftover factor taking the nonzero value at .
Part B
What is left after the divisions is a quadratic, and a quadratic is always finishable. Its discriminant is , which is negative, so both of its roots are non-real.
Halving the whole numerator is the step most often fumbled: the and the both get halved. Those two values give the two remaining linear factors, and assembling everything,
Count what that says. There are four linear factors, so the degree is and there are four roots counted with multiplicity: , , , . Three different numbers appear, so there are three distinct roots, and the multiplicities agree with the degree.
The factorization also closes the search. A product is zero only when one of its factors is zero, so any number that kills has to kill one of these four factors, which makes , and the only roots has. There is nothing further to look for, and knowing when to stop looking is most of what a complete factorization buys you.
Part C
Dividing one polynomial by another has exactly one outcome: there is a single quotient and a single remainder. So running the division a second time on the same two polynomials is not a new experiment, it is the first experiment repeated, and it is guaranteed to return the same remainder.
The remainder theorem makes the point sharper. Dividing by leaves the remainder , and was given at the start. So the classmate's second remainder was fixed at zero before they began, and it would have been zero for a polynomial whose multiplicity at was just as surely as for one whose multiplicity was . A test that returns the same answer in every case distinguishes nothing.
A one-line illustration settles it. For , the root has multiplicity , and yet dividing by twice in the classmate's sense gives remainder both times. Their procedure would report "at least twice" for a polynomial where the truth is once.
What a real second test looks at is the quotient. Write the first division as an identity,
and ask whether divides . By the factor theorem that happens exactly when , and here it does:
so a second copy of the factor comes out, and only now has anything new been learned. Had that value been nonzero, the count would have stopped at . Every step of the measurement works this way: each division moves the question into a smaller polynomial, and the answer arrives when one of those smaller polynomials finally refuses.
In one line
The value confirms the root, and two clean divisions leave and then , which is at , so the multiplicity of is exactly . Finishing the quadratic with the quadratic formula gives , so , whose roots are with multiplicity and and simple, and matches the degree. The classmate's second division is the first one repeated: it must return the remainder , which was already known to be zero, so for this , or for any polynomial already known to have as a root, it cannot come out nonzero whatever the multiplicity is. The test that carries information divides the quotient instead, asking whether it vanishes at the root.
Another way: One division by the squared factor
If you already suspect the multiplicity, you can test it in a single pass. Divide by with long division:
The remainder is , so divides , and the leftover factor takes the value at , which is not zero. That is the definition's shape with , reached in one division instead of three.
When it is worth it When you have a specific multiplicity in mind and want to confirm it. It is the wrong tool when you do not yet know where the count stops, because a guess that is too high just fails and tells you to start again, whereas dividing one factor at a time shows you the moment it stops.
Rubric
Mark your own paper against this. Give yourself the points for each element you actually wrote down, not the ones you meant to.
Part A 5 points
Confirms the given root by evaluation before dividing, rather than taking it on trust. . Worth 1 point.
Performs each further division on the quotient the previous one produced, not on the original polynomial, and reports the quotients correctly. . Worth 2 points.
Stops on a value that fails to be zero and names that value as the reason, matching the definition's demand that the leftover factor not vanish at the root. . Worth 2 points.
Part B 4 points
Splits the remaining quadratic into linear factors over the complex numbers and assembles the whole factorization, repeated factor included. . Worth 3 points.
Lists the roots with their multiplicities and checks the multiplicities against the degree. . Worth 1 point.
Part C 5 points
Identifies that the repeated division is the same computation and therefore cannot return a different remainder, rather than only observing that the step is unnecessary. . Worth 3 points. needs an explanation, not just an answer
Says what the further division must be performed on, and what a nonzero result there would mean for the count. . Worth 2 points.
Try a similar problem (Optional)
Same idea, different numbers. Work it on paper, then check yourself the same way.
Find the multiplicity of the root in , and then factor completely.
The answer
The root has multiplicity , and , with the other root simple.
Check the root first.
Synthetic division of by gives , then , then , so the quotient is and the remainder is .
Test that quotient at , since the question is whether the factor goes in again:
It does. Dividing by leaves the quotient with remainder . Test once more: , which is not zero, so the divisions stop and the multiplicity is exactly .
Assembling the factors gives , whose multiplicities match the degree.
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3. The end of the candidate list . Application, 13 points. Question 3 of 5.
A candidate list is a finite thing, so it can be worked through to the end. What reaching the end of it means is a separate question, and the two get run together often enough to be worth separating on purpose. Everything below concerns
- Part A.
Write down the complete list of candidates the Rational Root Theorem supplies for , then test every one of them and report the value of at each. State what the completed sweep establishes.
Solve and show your work Write each step out, and end with the value and its units. 4 points
- Part B.
State exactly how many roots has counted with multiplicity, and at most how many distinct roots, being explicit about the number system those counts hold in. Then say precisely what the sweep in part A settled about those roots and what it left open.
Explain what it means Words, not just symbols. Say what the number is telling you about the situation. 4 points
- Part C.
A classmate says: "The Fundamental Theorem of Algebra guarantees a root of exists, so there must be a way of writing that root down; we simply have not found it yet." Rule on that inference. Explain what the theorem does claim and what it withholds, and say why "a root exists" and "a root can be produced by a general formula" are different claims at this degree.
Explain why it works A sentence or two. Reasons, not steps. 5 points
Hints
One at a time, each one a step further than the last. Take only as many as you need.
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Hint 1 of 3
If a theorem rejects every candidate it has still told you something exact. Write down the sentence it licenses, in full, before deciding whether the search has failed at anything.
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Hint 2 of 3 · Part A
The candidate list is built from two coefficients, and a power that does not appear in the polynomial has coefficient zero rather than being absent. Both signs belong on the list.
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Hint 3 of 3 · Part C
Ask what the theorem's proof actually produces. If an argument shows that something must happen somewhere, does anything in it say where?
That is every hint for this question.
Answer and solution
Check your answer first. If it is wrong, go back to your paper: the worked solution will still be here.
The answer
Part A
The candidates are , , and , where takes the values , , and . None is zero, so has no rational root.
Part B
Over the complex numbers has exactly roots counted with multiplicity and at most distinct roots. The sweep settled only that none of them is rational. It says nothing about which of them are real, and nothing about whether they exist, which the theorem had already guaranteed.
Part C
The inference does not follow. The theorem is an existence statement that supplies no root and no procedure, and for degree and above no general formula in radicals exists, so "a root exists" cannot be upgraded to "a root can be written down" by any general method.
Not what you got? Look for the slip on your own paper before you open the solution. Finding it yourself is worth more than reading it.
Worked solution
Part A
A rational root written in lowest terms has a numerator dividing the constant term and a denominator dividing the leading coefficient. The constant term is , whose divisors are and , and the leading coefficient is , whose only divisor is . So the whole candidate list is
Before evaluating, notice that has no , or term. Those coefficients are , not missing, so they contribute nothing and there is no place for them to hide a sign error.
Test all four, and test all four rather than stopping at the first miss, since the conclusion depends on the list being exhausted.
Not one of the four is zero. The Rational Root Theorem guarantees that any rational root would have appeared on that list, and none of the list is a root, so the conclusion is exact: has no rational root. That is a complete answer to the question the theorem was built to answer, and it is worth stating in those words rather than as "nothing worked".
Part B
The counting is fixed by the degree and nothing else. The Fundamental Theorem of Algebra supplies a root, the factor theorem converts it into a linear factor, and repeating that on each quotient in turn breaks into linear factors. Since the leading coefficient is ,
for complex numbers that need not be different from one another. So counted with multiplicity there are exactly roots, and since those five factors can name at most five different numbers, there are at most distinct roots. Both counts hold over the complex numbers, which is where the theorem operates.
Now compare that with what part A did. The sweep asked a membership question about a much smaller collection of numbers: it asked whether any root is rational. The answer was no, and that answer is exact and final.
What it did not ask is whether any root is real. Being non-rational and being non-real are different things, and the sweep cannot tell them apart, so it leaves the real count entirely open.
What it also did not touch is existence. The five roots were guaranteed before a single candidate was tested, and no amount of failed testing can revoke that guarantee, because the theorem's promise does not depend on any search succeeding. Reading "no candidate worked" as "there is nothing there" confuses the outcome of a method with a fact about the polynomial.
Part C
Start with what the theorem says, word for word: every polynomial of degree at least with complex coefficients has at least one complex root. In symbols, all it delivers is
Read the verb. It asserts that a certain number is out there. It does not name that number, it does not narrow it down, and there is no procedure anywhere in the sentence.
The proof explains why the statement has that shape. The argument watches what does to a circle of radius in the complex plane. For large the leading term dominates and the image loops around the origin. As shrinks to the image collapses to the single point . If that point is the origin then is already a root and there is nothing left to prove; otherwise the collapsed image sits away from the origin, and since a loop cannot stop enclosing a point without crossing it, somewhere in between the image passes through the origin. Either way a root is produced. What the argument never says is where, and an argument built that way could not, because at no step does it ever hold a specific number in its hand.
So the classmate's step is "exists, therefore expressible", and it is that step, not the theorem, that has to be defended. At this degree it cannot be. Ruffini and then Abel proved that no general formula in radicals solves polynomial equations of degree and above, so there is no expression built from the coefficients by arithmetic and root extraction that returns the roots of an arbitrary quintic. The guarantee and the formula come apart, permanently, and not for want of effort.
None of that makes the roots of any less real, in the sense of existing. They exist exactly as firmly as the roots of a quadratic do. What you lose is a general recipe, and what remains is what remained before: the Rational Root Theorem when a root happens to be rational, factoring when the polynomial happens to cooperate, and numerical approximation to whatever accuracy you need. The theorem's contribution is not a method. It is the assurance that a method, when one is available, is not hunting for something that was never there.
In one line
The Rational Root Theorem offers only , , and , where takes the values , , and , so has no rational root. That leaves the counting untouched: over the complex numbers has exactly roots counted with multiplicity and at most distinct roots, and the sweep established only that none of them is rational, saying nothing about which are real and nothing about existence. The classmate's inference fails, because the theorem asserts that a root is there without naming it or supplying any procedure, and for degree and above Ruffini and Abel proved that no general formula in radicals exists, so "a root exists" cannot be upgraded to "a root can be written down" by any general method.
Rubric
Mark your own paper against this. Give yourself the points for each element you actually wrote down, not the ones you meant to.
Part A 4 points
Builds the candidate list from the constant term and the leading coefficient, and includes the negative candidates. . Worth 2 points.
Evaluates the polynomial at every candidate on the list and reports the values, rather than stopping at the first miss. . Worth 1 point.
Turns the completed sweep into a stated conclusion about rational roots, rather than leaving four numbers to speak for themselves. . Worth 1 point.
Part B 4 points
Gives both counts and names the number system they hold over, rather than leaving that implicit. . Worth 2 points.
Separates what the candidate sweep ruled out from the questions it never asked, naming at least one of those questions. . Worth 2 points.
Part C 5 points
Rules on the inference and separates the theorem's existence claim from a claim about constructing or naming a root, rather than restating the theorem. . Worth 3 points. needs an explanation, not just an answer
Says what is known about general formulas at this degree, and does not treat the absence of a formula as evidence against the roots existing. . Worth 2 points.
Try a similar problem (Optional)
Same idea, different numbers. Work it on paper, then check yourself the same way.
For , test the Rational Root Theorem's candidates. Then say how many roots has counted with multiplicity, and what the outcome of the test does and does not establish.
The answer
Neither candidate is a root, since and , so has no rational root. It still has exactly roots counted with multiplicity over the complex numbers, and the failed sweep says only that none of them is rational.
The constant term is and the leading coefficient is , so the only candidates are and .
Neither is zero, so has no rational root, and since the list was exhaustive that conclusion is final.
The counting is unaffected. The degree is , so over the complex numbers has exactly roots counted with multiplicity and at most distinct roots, all guaranteed by the Fundamental Theorem of Algebra before any candidate was tested. What the test established is that none of those three roots is a rational number. What it did not establish is anything about which of them are real, and it certainly did not show that has no roots: it only showed that this particular method cannot reach them.
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4. When the two counts agree . Reasoning, 15 points. Question 4 of 5.
The Root Counting Theorem ends on an "if and only if", and a two-way claim is two claims wearing one name. This question proves both halves of it, then puts a proposed formula relating the two counts to the test, and finally asks how far down the smaller count can go.
- Part A.
Let have degree with complex coefficients. Prove that has exactly distinct roots if and only if every root of is simple. Argue each direction separately, and say for each one which fact about the multiplicities it uses.
Complete the derivation Each line should follow from the one above it. Say what lets you take each step. 5 points
- Part B.
A classmate offers a formula: "the number of distinct roots equals the degree minus the number of repeated roots", where a repeated root means one of multiplicity at least , as the lesson defines it. That formula is wrong. Exhibit a specific polynomial and compute both sides of the formula on it, then write down a correct relation between the degree and the number of distinct roots, and check your relation on the same polynomial.
Construct a counterexample Give one specific case, and show it breaks the claim. 5 points
- Part C.
The theorem puts a ceiling of on the number of distinct roots. Ask the opposite question: how few distinct roots can a polynomial of degree with complex coefficients have? Give the smallest possible number, justify that it can actually be achieved at every such degree, and name the theorem that forbids the number below it.
Justify your claim State the claim, then give the reason it has to be true. 5 points
Hints
One at a time, each one a step further than the last. Take only as many as you need.
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Hint 1 of 4
Everything in this question comes from one identity: the multiplicities of the distinct roots add up to the degree, and each of them is a positive integer. Write it down first and keep it in view.
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Hint 2 of 4 · Part A
In one direction you are told how many multiplicities there are and must deduce their sizes; in the other you are told their sizes and must deduce how many there are. Those are not the same argument.
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Hint 3 of 4 · Part B
Ask what a single root of multiplicity four costs the count of distinct roots, compared with a root of multiplicity two. Any rule that charges those two the same is a rule worth testing.
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Hint 4 of 4 · Part C
The two ends of the range are guarded by different theorems. Ask which one would have to be false for a polynomial to have no roots at all, and what hypothesis that theorem demands.
That is every hint for this question.
Answer and solution
Check your answer first. If it is wrong, go back to your paper: the worked solution will still be here.
The answer
Part A
Both directions come from the multiplicities of the distinct roots being positive integers that sum to . If there are of them, positive integers summing to must all equal ; and if all of them equal , their sum is , so .
Part B
For the formula predicts while there are distinct roots. The correct relation is that the degree minus the number of distinct roots equals the total of the excess copies, each root contributing its multiplicity minus one, which here is .
Part C
The smallest is . It is achieved at every degree by for any complex , and is impossible because the Fundamental Theorem of Algebra forces at least one complex root once the degree is at least .
Not what you got? Look for the slip on your own paper before you open the solution. Finding it yourself is worth more than reading it.
Worked solution
Part A
Let the distinct roots of be with multiplicities . Two facts about that data drive everything, and both are worth stating before either direction begins. First, each is a positive integer: a number that is a root has at least one linear factor carrying it. Second, the complete factorization has exactly linear factors and every one of them carries exactly one of the , so
Direction one: distinct roots forces every root simple. Suppose . Then the display above is positive integers adding to . Suppose one of them, say , were at least . Each of the other multiplicities is at least , so the total would be at least
which exceeds and contradicts the identity. So no multiplicity can be or more, and every : every root is simple. This direction uses the identity as a constraint that squeezes the multiplicities from above.
Direction two: every root simple forces distinct roots. Suppose every . Then the left side of the identity is added to itself times, which is , so
and has exactly distinct roots. This direction uses the identity in the opposite way, as an evaluation that computes outright.
Both directions hold, so the biconditional is genuine. It is worth noticing that neither direction is a restatement of the other: the first argues from a count of multiplicities to their sizes, the second from their sizes to their count, and reversing an implication is never free.
Part B
Take
Its degree is . Its distinct roots are , and , so the number of distinct roots is . Its repeated roots, those of multiplicity at least , are and , so the classmate's count of repeated roots is and their formula predicts
The true number of distinct roots is , so the formula is wrong on this polynomial, and one polynomial is all it takes to sink a general claim.
The reason it fails is that it charges a flat fee. A root of multiplicity uses up of the linear factors while contributing only to the count of distinct roots, so it costs , not . Here the root costs , the root costs , and the simple root costs nothing, a total of , while the classmate charged for each of the two repeated roots and nothing for the simple one, a total of . Summing the correct fee over the distinct roots gives the relation
which is just the identity rearranged, since subtracting from each of the terms subtracts in total. Checking it on the same polynomial: the left side is and the right side is .
It is worth seeing exactly when the classmate's version survives, because that explains how it got proposed. A simple root contributes to the right side either way, and a repeated root contributes where the classmate contributes , so the two agree precisely when every repeated root has multiplicity exactly . Run that both ways to be sure. If every repeated root has multiplicity , then each contributes and the two totals match. Conversely, if the totals match, then since each repeated root contributes at least and no simple root contributes anything, no repeated root can contribute more than , which forces and so for every one of them. So the formula is correct exactly on the polynomials whose repetitions are all doubles, which is a common enough situation to make a false rule look reliable. The polynomial above breaks that condition at the root , whose multiplicity is .
Part C
Two things have to be shown, and they are shown in different ways: that is attainable, and that is not.
Attainable. Fix any complex number and take , which has degree . A product is zero only when one of its factors is zero, and every factor here is the same one, so
That is exactly one distinct root, with multiplicity , and the construction works at every degree . So the floor is reached, not merely approached.
Not zero. A polynomial with no roots at all would contradict the Fundamental Theorem of Algebra, which says that every polynomial of degree at least with complex coefficients has at least one complex root. So the count of distinct roots is at least for every such polynomial, and the floor is .
Notice which hypothesis that second argument leans on. It is the degree condition, and it is not decoration: a nonzero constant has degree and no roots whatsoever, and the floor of simply does not apply to it, because the theorem never covered it. Take the condition away and the claim is false immediately.
So the number of distinct roots of a polynomial of degree lies between and , and both ends are attained. The two ends come from different places, which is the point worth carrying away: the ceiling comes from the factorization, since linear factors can name at most different numbers, and the floor comes from existence, which is the one thing the factorization argument cannot supply on its own.
In one line
Both directions of the biconditional follow from the multiplicities being positive integers that sum to : with distinct roots, any multiplicity of or more would push the total to at least , so all are ; and with all multiplicities equal to the sum is , forcing . The classmate's formula is false, since has degree and two roots of multiplicity at least , so the formula predicts while there are only distinct roots; the correct relation is , which gives here. The fewest distinct roots a polynomial of degree can have is , attained by , and is ruled out by the Fundamental Theorem of Algebra, whose degree hypothesis is what makes that argument available.
Rubric
Mark your own paper against this. Give yourself the points for each element you actually wrote down, not the ones you meant to.
Part A 5 points
Proves the two implications separately rather than arguing once and asserting the converse. . Worth 3 points. needs an explanation, not just an answer
Uses that the multiplicities are positive integers summing to the degree, and says where each direction spends that fact. . Worth 2 points.
Part B 5 points
Backs the refutation with a specific polynomial on which both sides of the proposed formula are computed, rather than describing in general why it should fail. . Worth 2 points.
Supplies a relation that accounts for what a root of multiplicity actually costs, and verifies it on the same polynomial. . Worth 3 points.
Part C 5 points
Names the smallest possible number and exhibits, for a general degree, a polynomial that attains it, checking that it has no other root. . Worth 2 points.
Attributes the floor to the existence theorem rather than to the factorization, and identifies the hypothesis that argument needs. . Worth 3 points. needs an explanation, not just an answer
Try a similar problem (Optional)
Same idea, different numbers. Work it on paper, then check yourself the same way.
A polynomial of degree with complex coefficients has exactly distinct roots. A classmate says its multiplicities must be . Decide whether that is forced, and list every possible collection of multiplicities.
The answer
It is not forced. The multiplicities must be or , and nothing in the data chooses between them.
Four distinct roots means four multiplicities, each a positive integer, and they must account for all six linear factors:
Subtract from each, which is legitimate because each is at least . The four resulting numbers are whole numbers that are at least and add to . So the surplus of is distributed among four roots, and there are only two ways to do that up to the order of the roots: give both units to one root, or give one unit to each of two roots.
Those two cases translate back into the multiplicity collections and . The classmate's answer is one of the two possibilities, not the only one, so it is not forced. The polynomial has degree and four distinct roots while realizing the second collection.
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5. Multiplicity in a product, and in a sum . Reasoning, 14 points. Question 5 of 5.
The definition of multiplicity is a shape rather than a recipe: the root has multiplicity in when for some polynomial with . Because it is a shape, it applies to polynomials nobody has written out. This question applies it first to a product and then to a sum.
- Part A.
Let and be polynomials and let be a complex number. Suppose has multiplicity in and multiplicity in . Prove that has multiplicity exactly in the product . Say where your argument uses that neither leftover factor vanishes at .
Complete the derivation Each line should follow from the one above it. Say what lets you take each step. 5 points
- Part B.
Part A's particular multiplicities of and no longer apply from here on. For arbitrary polynomials and and an arbitrary complex number , the multiplicity of in is NOT determined by its multiplicities in and in . Show this with two pairs of specific polynomials, chosen so that a reader can check both input multiplicities and both output multiplicities from the polynomials alone.
Construct a counterexample Give one specific case, and show it breaks the claim. 4 points
- Part C.
Stay with arbitrary polynomials and , and let have multiplicity in and multiplicity in , with no relation assumed between and . Compare what a product and a sum each do to the leftover factors at , and explain what that comparison accounts for. Then decide whether there is any condition on and under which the multiplicity of in IS determined by them alone. If there is, state it, prove it, and say what value is then forced.
Justify your claim State the claim, then give the reason it has to be true. 5 points
Hints
One at a time, each one a step further than the last. Take only as many as you need.
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Hint 1 of 4
Nothing here needs a polynomial written out in full. Everything follows from putting each one into the shape the definition provides and then asking what happens to the leftover factor at the root.
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Hint 2 of 4 · Part A
An exact multiplicity has two things to check, not one. Counting the copies of the repeated factor is the easy half; the other half is a statement about a value being nonzero.
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Hint 3 of 4 · Part B
To show that a quantity is not fixed by some data, keep the data the same and make the quantity move. Choose the simplest root available, and build the second example so that something cancels.
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Hint 4 of 4 · Part C
Compare what each operation does to the two leftover values at the root. One of the two operations cannot produce zero from two nonzero numbers, and the other can.
That is every hint for this question.
Answer and solution
Check your answer first. If it is wrong, go back to your paper: the worked solution will still be here.
The answer
Part A
Writing and with and gives , and because a product of two nonzero numbers is nonzero. That is the definition's shape with .
Part B
With no relation assumed between the two multiplicities, and taking : the pair and each have multiplicity and sum to , of multiplicity , while the pair and also each have multiplicity and sum to , of multiplicity .
Part C
A product multiplies the leftover values, and nonzero numbers cannot multiply to zero, while a sum adds them and two nonzero numbers can add to zero. When the two multiplicities differ, the multiplicity in is determined, and it equals the smaller of them.
Not what you got? Look for the slip on your own paper before you open the solution. Finding it yourself is worth more than reading it.
Worked solution
Part A
Put each polynomial into the shape the definition provides. That the multiplicity of in is means precisely that there is a polynomial with
and likewise for there is a polynomial with
Multiply the two and collect the copies of the repeated factor, using that powers of the same base add:
That much shows divides , so the multiplicity is at least . Stopping here would be the whole error the word "exactly" is guarding against, because nothing so far rules out a sixth copy hiding inside .
The definition tells you what closes the gap: the leftover factor must not vanish at . The leftover here is , and evaluating a product of polynomials at a number is the same as multiplying their values there:
This is the single step where the two hypotheses are spent. Both and are nonzero numbers, and a product of two nonzero complex numbers cannot be zero: if and , then multiplying by forces . So .
With both requirements met, has been written as times a polynomial that does not vanish at , which is the definition of multiplicity . Nothing about the numbers and was used beyond their being the two multiplicities, so the same argument shows in general that multiplicities add across a product.
Part B
Part A's multiplicities of and are set aside here: the claim to demonstrate is about arbitrary and , so the two pairs below are free to use whichever multiplicities make the point.
To show a quantity is not determined by given data, hold the data fixed and make the quantity move. So build two pairs that agree on both input multiplicities and disagree on the output. Take throughout, which costs nothing and keeps the algebra visible, since the repeated factor is then just .
First pair. Let and . Check each against the definition rather than reading an exponent off: with the leftover factor , which is at and so nonzero, giving multiplicity exactly ; and with leftover , again nonzero at , so multiplicity exactly .
Second pair. Let and . The first is as before. For the second, factor it as , whose leftover factor takes the value at , which is not zero, so the multiplicity of in is exactly as well.
So both pairs present the same data: multiplicity in the first polynomial and multiplicity in the second. Now add.
The first sum is , with leftover factor at , so the multiplicity of in it is . The second sum is , with leftover factor , so the multiplicity of in it is .
Same inputs, different outputs, so the multiplicity in a sum is not a function of the two given multiplicities. The mechanism is visible in the second pair: the terms cancelled, and cancellation is something addition permits and multiplication does not.
Part C
The definition pins a multiplicity with two requirements: how many copies of come out, and that the leftover factor is not zero at . Trace both requirements through each operation.
For a product, the copies add and the leftover factors multiply, so the leftover value at is . A product of nonzero numbers is never zero, so the second requirement is inherited automatically. That is why part A came out exactly, with no cases to consider.
For a sum, only as many copies as the smaller supply can be guaranteed, and the leftover values are added rather than multiplied. Two nonzero numbers can perfectly well add to zero, and when they do the guaranteed count stops being the whole story. That is precisely what happened in the second pair of part B, and nothing about the given multiplicities predicts whether it will happen.
There is nonetheless a condition that settles the matter. Write
with and , and suppose the two multiplicities are different, say . Factor out the smaller power, which is all that both terms are guaranteed to contain:
Now evaluate the bracket at . Because , the exponent is at least , so the factor is zero at and the second term disappears entirely, whatever happens to be. What survives is
So has been written as times something that does not vanish at , which is the definition's shape with . The multiplicity is exactly , the smaller of the two, and it was forced by the two multiplicities alone: nothing about or beyond their nonvanishing entered the argument. Nothing needs to be assumed about either, since a product of two nonzero polynomials is nonzero and both factors above are nonzero, so automatically has a multiplicity to report.
The condition cannot be dropped, and part B is the reason. When , the same factoring leaves the bracket equal to at , and two nonzero numbers may or may not cancel. Three outcomes are possible, and they are worth keeping apart.
If , the multiplicity of in is exactly , just as in the unequal case.
If while is not the zero polynomial, then at least one further copy of comes out and the multiplicity is some larger finite number, but and do not say which.
If is exactly , then is the zero polynomial, and that case is not a larger multiplicity at all: it is the absence of one. No can satisfy with , because makes a nonzero polynomial and a product of two nonzero polynomials is never the zero polynomial.
Part B exhibited the first two outcomes with , so equal multiplicities genuinely determine nothing. The same construction works at any common value : the pair and sums to multiplicity , while the pair and sums to , of multiplicity , and both members of that second pair have multiplicity exactly since their leftover factors take the values and at . Taking with gives the third outcome, both inputs again having multiplicity exactly .
So the honest summary runs both ways: unequal multiplicities determine the answer and force it to be the smaller one, and equal multiplicities determine nothing at all, not even whether there is a multiplicity to determine.
In one line
In a product the multiplicities add: from and with and nonzero, and , so the multiplicity is exactly . In a sum, for arbitrary and , it is not determined by the two given multiplicities: with , the pairs and , and and , all have multiplicity , yet their sums and have multiplicities and . The reason is that a product multiplies the leftover values, which cannot make zero out of two nonzero numbers, while a sum adds them, which can. The one case that is determined is unequal multiplicities: if then and the bracket equals at , so the multiplicity is exactly the smaller value .
Rubric
Mark your own paper against this. Give yourself the points for each element you actually wrote down, not the ones you meant to.
Part A 5 points
Writes each polynomial in the definition's shape, with a named leftover factor that does not vanish at the root, before multiplying anything. . Worth 2 points.
Establishes the exact multiplicity rather than a lower bound, by evaluating the product of the leftover factors at the root and justifying that the result is nonzero. . Worth 3 points. needs an explanation, not just an answer
Part B 4 points
Supplies two pairs that genuinely agree on both given multiplicities, and verifies each of those multiplicities against the definition rather than reading an exponent off. . Worth 3 points.
Computes the two sums and reports their two different multiplicities, so that the pairs demonstrate the verdict rather than merely accompanying it. . Worth 1 point.
Part C 5 points
Contrasts the two operations by what each does to the leftover factors at the root, rather than by what the examples happened to produce. . Worth 2 points. needs an explanation, not just an answer
Identifies the condition under which the answer is forced, names the value it is forced to, and proves it by factoring out the smaller power and evaluating what remains. . Worth 3 points.
Try a similar problem (Optional)
Same idea, different numbers. Work it on paper, then check yourself the same way.
Suppose has multiplicity in the polynomial . Find the multiplicity of in , and find its multiplicity in where is a polynomial with . Justify both from the definition.
The answer
The multiplicity of in is , and its multiplicity in is .
The hypothesis says there is a polynomial with
For the square, multiply that identity by itself:
The leftover factor is , whose value at is . A nonzero number squared is nonzero, so the leftover does not vanish at and the multiplicity is exactly .
For the second product, multiply the identity by :
Here the leftover factor is , whose value at is , a product of two nonzero numbers and therefore nonzero. So the multiplicity is exactly : multiplying by something that does not vanish at changes nothing at . Both answers are the general rule that multiplicities add across a product, with contributing multiplicity .
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